AN INDUSTRIAL VISIT TO SEBI

                                                                                                                                                                               

UNIVERSAL BUSINESS SCHOOL

REPORT ON INDUSTRIAL VISIT AT

SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)

Accompanied by:

Prof. Nirmal Iyengar

November 16, 2016

Industrial visit was carried out at SEBI on November 16, 2016. The main objective behind the visit was to make student aware about how various activities relating to marketing, finance, human resource are carried in the company and give them a feel of managers as soon as they start there course.

INTRODUCTION

The securities and exchange board of India (SEBI) is the regulator for the securities market in India. It was established by Government of India on 12 April 1992 and given statutory powers in 1992 with SEBI act, 1992 being passed by Indian parliament. SEBI has its headquarters at the business district at Bandra kurla complex in Mumbai and has Northern, Eastern, southern and Western regional offices in New Delhi, Kolkata, Chennai and Ahmedabad respectively. It has opened local offices at Jaipur and Bangalore and is planning to open offices at Guwahati, Bhubaneshwar, Patna, Kochi and Chandigarh in Financial Year 2013 – 2014.

The SEBI is managed by its members, which consists of following:

1.   The chairman who is nominated by Union Government of India.

2.   Two members, i.e., Officers from Union Finance Ministry.

3.   One member from the Reserve Bank of India.

4.   The remaining five members are nominated by Union Government of India; out of them at least three shall be whole-time members.

ORGANIZATIONAL STRUCTURE OF SEBI

EXPERIENCE FROM INDUSTRIAL VISIT

Ø Why we need SEBI?

Ø  Unique things about Jamnagar?

Ø Initial public offerings: The process by which a private company can go public by sale of its stocks to general public.

Ø Equity is best for investment.

Ø Different avenues available for investment:

1.    Equity mutual funds.

2.    Balanced funds.

3.    EPF and PPF.

4.    Bonds offered by government and corporates.

5.    Real estate.

6.    Foreign or overseas mutual funds.

Ø SEBI is a regulatory body that can’t do advertisement.

Ø  Mutual funds: an investment programme funded by shareholders that trade in diversified holdings and is professionally managed.

Ø Systematic investment plan: SIP is an investment vehicle offered by mutual funds to investors, allowing them to invest using small periodically amounts instead of lump sums. The frequency of investment is usually weekly, monthly or quarterly.

Ø Small cap and mid cap stocks: The definition of small cap can vary among brokerages, but it is generally a company with a market capitalization of between $300 million and $2 billion.

 A mid-cap company is a company with a market capitalization between $2 billion and $10 billion. As the name implies, a mid-cap company falls in the middle of the pack between large-cap and small-cap companies.

Ø Scheduled commercial banks: Those banks which are included in the 2nd schedule of the RBI Act, 1934. These can be public sector banks, private banks, scheduled cooperative banks, regional rural banks or foreign banks operating in India.

Ø Non-banking financial companies: Biggest issuer of bonds.

Ø Why TCS is at the top and Infosys’s rank falls down?

Ø Depository participants: Depository is an institution or a kind of organization which holds securities with it, in which trading is done among shares, debentures, mutual funds, derivatives, F&O and commodities.

Ø NSDL & CDSL: NSDL is National Securities Depository Limited. It deals with National Stock Exchange (NSE). CDSL is Central Depository Services Limited. It deals with Bombay Stock Exchange (BSE). They are electronic depositories to hold all the securities electronically in de-materialized format.

Ø Portfolio manager: A portfolio manager is either a person who makes investment decisions using money other people have placed under his or her control or a person who manages a financial institution's asset and liability (loan and deposit) portfolios.

Ø Venture capital: It is a type of funding for a new or growing business. It usually comes from venture capital firms that specialize in building high risk financial portfolios. 

Ø Angel investors: An angel investor or angel (also known as a business angel, informal investor, angel funder, private investor, or seed investor) is an affluent individual who provides capital for a business start-up, usually in exchange for convertible debt or ownership equity.

Ø What is required in investing?

Ø Hedge funds come under alternative investment fund.

Ø  Interaction with Guides and other person from the industry is motivating.

Ø They are strictly following quality & safety aspects. It is desirable to review various aspects & sum up the industrial visit.

Conclusion

Ø I conclude that while going through the entire industrial visit, the cooperation is found to be very well organized developed & most ideal industry in every walk of its production, administration & management aspects.

Ø I extend my heartiest thanks to SEBI for making a day 16 November 2016, a special one.

Ø A special thanks to Prof. Nirmal Iyenger for guiding and sharing the information about the company and making this industrial visit happen.

Thanks

Abhishek pathak

1601

Cmba 8