UNIVERSAL BUSINESS
SCHOOL
REPORT ON INDUSTRIAL VISIT AT
SECURITIES AND EXCHANGE
BOARD OF INDIA (SEBI)
Accompanied by:
Prof. Nirmal Iyengar
November 16, 2016
Industrial visit was carried out at
SEBI on November 16, 2016. The main objective behind the visit was to make
student aware about how various activities relating to marketing, finance,
human resource are carried in the company and give them a feel of managers as soon
as they start there course.
INTRODUCTION
The securities and exchange board of
India (SEBI) is the regulator for the securities market in India. It was
established by Government of India on 12 April 1992 and given statutory powers
in 1992 with SEBI act, 1992 being passed by Indian parliament. SEBI has its
headquarters at the business district at Bandra kurla complex in Mumbai and has
Northern, Eastern, southern and Western regional offices in New Delhi, Kolkata,
Chennai and Ahmedabad respectively. It has opened local offices at Jaipur and
Bangalore and is planning to open offices at Guwahati, Bhubaneshwar, Patna,
Kochi and Chandigarh in Financial Year 2013 – 2014.
The
SEBI is managed by its members, which consists of following:
1.
The chairman who is nominated by Union Government of India.
2.
Two members, i.e., Officers from Union Finance Ministry.
3.
One member from the Reserve Bank of India.
4.
The remaining five members are nominated by Union Government of India;
out of them at least three shall be whole-time members.
ORGANIZATIONAL STRUCTURE OF SEBI
EXPERIENCE FROM
INDUSTRIAL VISIT
Ø Why we need SEBI?
Ø Unique things about Jamnagar?
Ø Initial public offerings: The process by which a private
company can go public by sale of its stocks to general public.
Ø Equity is best for investment.
Ø Different avenues available for
investment:
1.
Equity mutual funds.
2.
Balanced funds.
3.
EPF and PPF.
4.
Bonds offered by government and corporates.
5.
Real estate.
6.
Foreign or overseas mutual funds.
Ø SEBI is a regulatory body that can’t
do advertisement.
Ø Mutual funds: an investment programme funded by shareholders
that trade in diversified holdings and is professionally managed.
Ø Systematic
investment plan: SIP is an investment vehicle offered by mutual funds to
investors, allowing them to invest using small periodically amounts instead of lump sums. The frequency of investment is usually weekly, monthly
or quarterly.
Ø Small cap and
mid cap stocks: The definition of small cap can vary
among brokerages, but it is generally a company with a market capitalization of
between $300 million and $2 billion.
A mid-cap company is a
company with a market capitalization between $2 billion and $10 billion. As the
name implies, a mid-cap company falls in
the middle of the pack between large-cap and small-cap companies.
Ø Scheduled
commercial banks: Those banks which are included in the
2nd schedule of the RBI Act, 1934. These can be public sector banks, private banks, scheduled cooperative banks, regional rural banks or foreign banks operating in
India.
Ø Non-banking
financial companies: Biggest issuer of bonds.
Ø Why TCS is at
the top and Infosys’s rank falls down?
Ø Depository
participants: Depository is an institution or a kind of organization which
holds securities with it, in which trading is done among shares, debentures,
mutual funds, derivatives, F&O and commodities.
Ø NSDL & CDSL: NSDL is National Securities Depository Limited. It deals with National
Stock Exchange (NSE). CDSL is Central Depository Services Limited. It deals
with Bombay Stock Exchange (BSE). They are electronic depositories to hold all
the securities electronically in de-materialized format.
Ø Portfolio
manager: A portfolio manager is
either a person who makes investment decisions using money other people have placed under his
or her control or a person who manages a financial institution's asset and
liability (loan and deposit) portfolios.
Ø
Venture capital: It is
a type of funding for a new or growing business. It usually comes from venture capital firms
that specialize in building high risk financial portfolios.
Ø Angel investors: An angel investor or angel (also known as a business angel, informal investor, angel funder, private investor, or seed investor) is an affluent individual who provides capital for
a business start-up, usually in exchange for convertible debt or ownership
equity.
Ø What is
required in investing?
Ø Hedge funds
come under alternative investment fund.
Ø Interaction with Guides and other person from
the industry is motivating.
Ø They are strictly following quality
& safety aspects. It is desirable to review various aspects & sum up
the industrial visit.
Conclusion
Ø I conclude that while going through the
entire industrial visit, the cooperation is found to be very well organized
developed & most ideal industry in every walk of its production,
administration & management aspects.
Ø I extend my
heartiest thanks to SEBI for making a day 16 November 2016, a special one.
Ø A special
thanks to Prof. Nirmal Iyenger for guiding and sharing the information about
the company and making this industrial visit happen.
Thanks
Abhishek pathak
1601
Cmba 8
